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Security-Based Swap Dealer de Minimis Exceptions - Security-Based Swap Transactions Connected with a Non-U.S. Person's Dealing Activity (Us Securities
Language: en
Pages: 90

Security-Based Swap Dealer de Minimis Exceptions - Security-Based Swap Transactions Connected with a Non-U.S. Person's Dealing Activity (Us Securities

Authors: The Law Library
Categories: Law
Type: BOOK - Published: 2019-01-22 - Publisher: Independently Published

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The Law Library presents the complete text of the Security-Based Swap Dealer De Minimis Exceptions - Security-Based Swap Transactions Connected with a Non-U.S.
Securities Exchange Act of 1934 Release
Language: en
Pages: 868

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Authors: United States. Securities and Exchange Commission
Categories: Securities
Type: BOOK - Published: 1962 - Publisher:

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SEC Docket
Language: en
Pages: 1224

SEC Docket

Authors: United States. Securities and Exchange Commission
Categories: Securities
Type: BOOK - Published: 2012 - Publisher:

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Interpretive Guidance and Policy Statement Regarding Compliance with Certain Swap Regulations (Us Commodity Futures Trading Commission Regulation) (Cftc) (2018 Edition)
Language: en
Pages: 192

Interpretive Guidance and Policy Statement Regarding Compliance with Certain Swap Regulations (Us Commodity Futures Trading Commission Regulation) (Cftc) (2018 Edition)

Authors: The Law The Law Library
Categories:
Type: BOOK - Published: 2018-06-16 - Publisher: Createspace Independent Publishing Platform

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Interpretive Guidance and Policy Statement Regarding Compliance with Certain Swap Regulations (US Commodity Futures Trading Commission Regulation) (CFTC) (2018
U.S. Regulation of the International Securities and Derivatives Markets
Language: en
Pages: 254

U.S. Regulation of the International Securities and Derivatives Markets

Authors:
Categories: Business & Economics
Type: BOOK - Published: 2002 - Publisher: Aspen Law & Business Publishers

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