The Uniform Combined State Law Examination (Series 66) is designed to qualify candidates as both securities agents and investment adviser representatives. Each
The Uniform Investment Advisor Law Examination (Series 65) is designed to qualify candidates as investment adviser representatives. Each book is accompanied by
The go-to guide to acing the Series 7 Exam! The General Securities Representative Examination (Series 7) is an entry-level exam that qualifies individuals for r
The FINRA General Securities Principal Qualification Examination (Series 24) is designed to test a candidate’s knowledge of the rules and statutory provisions
The go-to guide to acing the Series 9 Exam! Passing the General Securities Sales Supervisor Qualification Exam (Series 9 and 10) qualifies an individual to supe